Notice of Meeting:
I hereby give notice that an ordinary meeting of the Audit and Risk Subcommittee will be held on:
Date: Thursday 26 April 2018
Time: 2.00 pm
Venue: Otaru Room, Civic Centre, The Octagon, Dunedin
Sue Bidrose
Chief Executive Officer
Audit and Risk Subcommittee
PUBLIC AGENDA
MEMBERSHIP
Chairperson |
Susie Johnstone |
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Deputy Chairperson |
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Members |
Janet Copeland |
Mayor Dave Cull |
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Cr Doug Hall |
Cr Mike Lord |
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Cr Chris Staynes |
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Senior Officer Sandy Graham, General Manager Strategy and Governance
Governance Support Officer Wendy Collard
Wendy Collard
Governance Support Officer
Telephone: 03 477 4000
Wendy.Collard@dcc.govt.nz
Note: Reports and recommendations contained in this agenda are not to be considered as Council policy until adopted.
Audit and Risk Subcommittee 26 April 2018 |
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ITEM TABLE OF CONTENTS PAGE
1 Apologies 4
2 Confirmation of Agenda 4
3 Declaration of Interest 5
4 Confirmation of Minutes 13
4.1 Audit and Risk Subcommittee meeting - 8 February 2018 13
Part A Reports (Committee has power to decide these matters)
5 Audit and Risk Subcommittee Work Plan 2018 23
Resolution to Exclude the Public 28
Audit and Risk Subcommittee 26 April 2018 |
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An apology has been received from Cr Chris Staynes.
That the Committee:
Accepts the apology from Cr Chris Staynes (for absence) and Mayor Dave Cull (for early departure).
Note: Any additions must be approved by resolution with an explanation as to why they cannot be delayed until a future meeting.
Audit and Risk Subcommittee 26 April 2018 |
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EXECUTIVE SUMMARY
1. Members are reminded of the need to stand aside from decision-making when a conflict arises between their role as an elected or independent representative and any private or other external interest they might have.
2. Elected and Independent members are reminded to update their register of interests as soon as practicable, including amending the register at this meeting if necessary.
That the Committee: a) Notes/Amends if necessary the Elected or Independent Members' Interest Register attached as Attachment A; and b) Confirms/Amends the proposed management plan for Elected or Independent Members' Interests. |
Attachments
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Title |
Page |
Members' Register of Interest |
7 |
Audit and Risk Subcommittee 26 April 2018 |
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Audit and Risk Subcommittee meeting - 8 February 2018
That the Committee: Confirms the public part of the minutes of the Audit and Risk Subcommittee meeting held on 8 February 2018 as a correct record.
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Attachments
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Title |
Page |
Minutes of Audit and Risk Subcommittee meeting held on 8 February 2018 |
14 |
Audit and Risk Subcommittee
UNCONFIRMED MINUTES
Unconfirmed Minutes of an ordinary meeting of the Audit and Risk Subcommittee held in the Otaru Room, Civic Centre, The Octagon, Dunedin on Thursday 08 February 2018, commencing at 2.04 pm
PRESENT
Chairperson |
Susie Johnstone |
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Members |
Janet Copeland |
Cr Doug Hall |
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Cr Mike Lord |
Cr Chris Staynes |
IN ATTENDANCE |
Sue Bidrose (Chief Executive Officer), Sandy Graham (General Manager Strategy and Governance), Dave Tombs (General Manager, Finance and Commercial), Gavin Logie (Financial Controller), Andrew Slater (Manager, Risk and Internal Audit) and Martyn Solomon (Associate Partner, Crowe Horwath) |
Governance Support Officer Wendy Collard
1 Apologies An apology was received from Mayor Dave Cull
Moved (Cr Chris Staynes/Cr Doug Hall):
That the Subcommittee:
Accepts the apology from Mayor Dave Cull
Motion carried |
2 Confirmation of agenda |
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Moved (Susie Johnstone/Cr Doug Hall): That the Subcommittee:
Confirms the agenda with the following addition or alteration:
New Item – Update on audit and risk activity to be taken as C18 before item C16
Motion carried (AR/2018/001) |
3 Declarations of interest
Members were reminded of the need to stand aside from decision-making when a conflict arose between their role as an elected representative and any private or other external interest they might have.
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Moved (Susie Johnstone/Cr Chris Staynes): That the Subcommittee:
a) Notes the Elected or Independent Members' Interest Register attached as Attachment A; and b) Confirms the proposed management plan for Elected or Independent Members' Interests. Motion carried (AR/2018/002) |
4 Confirmation of Minutes
4.1 Audit and Risk Subcommittee meeting - 5 December 2017 |
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Moved (Cr Mike Lord/Cr Chris Staynes): That the Subcommittee:
Confirms the public part of the minutes of the Audit and Risk Subcommittee meeting held on 5 December 2017 as a correct record.
Motion carried (AR/2018/003) |
Part A Reports
5 Audit and Risk Subcommittee Work Plan 2018 |
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A report from Civic provided a copy of the updated Audit and Risk Subcommittee Work Plan 2018 and the Governance/Financial Policies. |
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Moved (Susie Johnstone/ Janet Copeland): That the Subcommittee:
a) Notes the Audit and Risk Subcommittee Work Plan Motion carried (AR/2018/004) |
Resolution to exclude the public |
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Moved (Susie Johnstone/Cr Doug Hall): That the Subcommittee:
Pursuant to the provisions of the Local Government Official Information and Meetings Act 1987, exclude the public from the following part of the proceedings of this meeting namely:
This resolution is made in reliance on Section 48(1)(a) of the Local Government Official Information and Meetings Act 1987, and the particular interest or interests protected by Section 6 or Section 7 of that Act, or Section 6 or Section 7 or Section 9 of the Official Information Act 1982, as the case may require, which would be prejudiced by the holding of the whole or the relevant part of the proceedings of the meeting in public are as shown above after each item.
That Martyn Solomon (Associate Partner, Crowe Horwath) be permitted to remain at the meeting, after the public has been excluded, because of his knowledge of Items C3 to C6. This knowledge, which would be of assistance in relation to the matters discussed, was relevant because they would be reporting on the item under consideration.
Motion carried (AR/2018/005) |
The meeting moved into confidential at 2.10 PM
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CHAIRPERSON
Audit and Risk Subcommittee 26 April 2018 |
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Audit and Risk Subcommittee Work Plan 2018
Department: Civic
EXECUTIVE SUMMARY
1 This report provides a copy of the updated Audit and Risk Subcommittee Work Plan 2018. Please note that the Governance/Financial Policies is included as an appendix to the Work Plan. As this is an administrative report only, the Summary of Considerations is not required.
That the Committee: a) Notes the Audit and Risk Subcommittee Work Plan
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Signatories
Author: |
Wendy Collard - Governance Support Officer |
Authoriser: |
Sharon Bodeker - Team Leader Civic |
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Title |
Page |
Audit and Risk Subcommittee Worplan 2018 |
24 |
Audit and Risk Subcommittee 26 April 2018 |
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Resolution to Exclude the Public
That the Audit and Risk Subcommittee:
Pursuant to the provisions of the Local Government Official Information and Meetings Act 1987, exclude the public from the following part of the proceedings of this meeting namely:
This resolution is made in reliance on Section 48(1)(a) of the Local Government Official Information and Meetings Act 1987, and the particular interest or interests protected by Section 6 or Section 7 of that Act, or Section 6 or Section 7 or Section 9 of the Official Information Act 1982, as the case may require, which would be prejudiced by the holding of the whole or the relevant part of the proceedings of the meeting in public are as shown above after each item.
That Julian Tan (Audit New Zealand) and Amanda Nicholls (Audit New Zealand) be permitted to remain at the meeting, after the public has been excluded, because of their knowledge of Item C3. This knowledge, which would be of assistance in relation to the matters discussed, was relevant because they would be reporting on the item under consideration.